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FCA Urges Financial Firms to Improve Treatment of Politically Exposed Persons
On July 18th, after completing a multi-firm review, the Financial Conduct Authority (FCA) released its assessment of how well firms are following its current guidance on the treatment of Politically Exposed Persons (PEPs) and their Relatives and Close Associates (RCAs) for anti-money laundering purposes. The following post provides a summary of how well firms have performed.
Avoiding Fines & Catching Baddies: All You Need to Know About Money Laundering in Real Estate
Peter Brooke tackles the growing threat of money laundering in real estate, highlighting the targeted risk on real estate agencies.
Compliance Risk Assessments
Understanding where compliance risks are lurking in your business, and whether or not the controls in the first and second lines of defence are effectively mitigating those risks is of critical importance to Compliance Heads and Senior Management.
