Risk, Regulation & Financial Crime
Regulatory complexity doesn't pause while your business transforms. We help clients interpret requirements, design effective control frameworks and deliver compliance programmes — led by practitioners who have operated within these frameworks, not just studied them.
What We Do
New Link Consulting's Risk and Regulation practice works with financial services firms across the full regulatory lifecycle. From interpreting new requirements and designing control frameworks, through to delivering large-scale compliance programmes and managing regulatory applications. We cover the breadth of financial services regulation including conduct risk, financial crime, prudential regulation and market infrastructure.
Our practitioners have held senior roles within the type of institutions they now advise, including interim COO, senior KYC/AML executive and regulatory programme lead roles, which means we understand the operational and governance realities of delivering regulatory change, not just the regulatory theory.
Our Practices
Regulatory Change & Compliance
Regulatory Assessment, Implementation Planning, Change Project / Programme Management
Anti-Financial Crime
Policy & Procedure Review, AFC Advisory, Intensive Enhanced Due Diligence
Risk Frameworks & Controls
Control Adequacy Assessment, Control / Framework Design, Regulatory Assurance Testing
Authorisations & Planning
Regulatory Permission Application Support, Business Planning (Capital & Liquidity), Operating Model Design
Read Our Case Studies on Risk, Regulation & Financial Crime
